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Financial Services Compliance Administration (FCA)

Starts in September

Campus
Duration
2 Semesters (8 Months)
Credential Awarded
Ontario College Graduate Certificate
School
Seneca Business

Courses

Delivery: At Seneca, courses are delivered in the following formats: online, in-person, hybrid (an online, in-person combination) or flexible (offered in-person and online at the same time).

The chart below outlines the delivery options available for each course in this program. For some academic terms, there may be more than one delivery option available. You’ll be able to select your preferred options when building your course schedule during open enrolment.

Preferences  for course delivery will be considered on a first come, first served basis.

International students: the impact of studying from outside of Canada and Post-Graduation Work Permit (PGWP) eligibility differs significantly based on when you start your program. Please review the PGWP eligibility before choosing your program and course delivery.

 

Semester 1

Course Code Course Name Winter Summer Fall
FCA102 Anti-Money Laundering Administration  Not offered  Not offered  Flexible
FCA111 Law and Governance  Not offered  Not offered  Flexible
FCA120 Financial Services Product Knowledge  Not offered  Not offered  Flexible
FCA125 Understanding Investments & Investment Strategies  Not offered  Not offered  Flexible
FCA151 Project Management and Policies and Procedures  Not offered  Not offered  Flexible
FCA291 Career Development for Compliance Professionals  Not offered  Not offered  Flexible

Semester 2

Course Code Course Name Winter Summer Fall
FCA202 Privacy Management and Identity Theft  Flexible  Not offered  Not offered
FCA210 Risk Management and Market Conduct  Flexible  Not offered  Not offered
FCA221 Compliance Communication and Complaints Management  Flexible  Not offered  Not offered
FCA225 Investment Strategies and Tactics  Flexible  Not offered  Not offered
FCA231 Ethics/Professional Conduct and Liability  Flexible  Not offered  Not offered
FCA295 Regulatory Compliance Administration  Flexible  Not offered  Not offered
FPL290 Field Placement  Online  Not offered  Not offered

 

Program Learning Outcomes